Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kent Edward MatsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$1004-26-2010
Lucinda Ann SalinasMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-23-2011
Gita GhafuriMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-16-2011
Matthew S. SanchezMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-16-2012
Woong KimMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-11-2013
Jennifer Ashley DuarteMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-25-2013
Zachary Whitman OleinikMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-29-2014
Norberto Hurtado RuizMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$106-10-2014
Tiffany CaoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-01-2014
Christopher Louis MakMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-15-2014
Pamela Hsu Sun YeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-10-2014
Phillip George WatkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-14-2014
Andrew YoonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-20-2015
Alan Thomas SangsterMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-16-2015
Noel P. ThomasMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-26-2015
Philippe Henri YounesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-02-2016
Joshua M. PodellMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-12-2016
Anthony Grant GouldMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-22-2016
Zachary Brian StuartMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-01-2016
Qian QuMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-22-2016
Dahn B. LincolnMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-15-2017
Joseph J. Sanchez IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-18-2017
Shaminder Singh DhindsaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-20-2017
Seung M. YiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-27-2017
Victor TruongMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-27-2017
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.