Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Catherine Sharp SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.05-29-2009
Natasa Crnilovic FriedlandMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.09-16-2009
Scott CabanaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$2502-08-2010
Michael John HoldenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.02-26-2010
Paul Divo GranucciMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-16-2010
Charles Richard CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-22-2010
Nancy M MedinaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$10007-12-2010
Darren BanhMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.01-05-2011
Jared Mark GudenkaufMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$2502-25-2011
Amber Nicole GriffisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.02-25-2011
Deidra Rae HunnMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.02-25-2011
Kevin Coffey BlickMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.02-25-2011
Steven Patrick LippMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.02-28-2011
Joshua Clayton Johnson Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$1003-29-2012
Marina G. MichaelMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.05-07-2012
Kimberley Saunders KraussMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-30-2012
Scarlet Sue LandryMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$5009-21-2012
Michelle Ann LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.04-08-2013
Andrew J. LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.10-04-2013
John Peter VeasMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.11-18-2013
Todd Stafford McClureMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.12-13-2013
Brian Michael ProbstMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-12-2014
Jeremy Adam JacobsMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-21-2014
Andrew Ralph ShusterMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.04-16-2014
Justin Deangeli DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-22-2014
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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