Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nason Joseph BoucheMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.09-13-2010
Bruce E Legates JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.02-18-2011
Nicholas Allen CarrMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.$2502-18-2011
Russell Lee TrappMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.05-23-2011
Cynthia R BarbieriMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.06-27-2011
Ryan J LundyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.$12204-23-2012
Dexter L BenjaminMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.09-24-2012
Fanny ChoiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.11-13-2012
Robert BoglinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-21-2013
Brian E SoonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-25-2013
Juan Huang SundbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.08-13-2014
Mattias HerzogMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-24-2014
Justin ScallanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-24-2014
Jerry H JordanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.09-17-2015
David Daniel Gibson VMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.05-26-2016
Stephen Alexander EschenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.06-30-2016
Laith M LayousMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.07-05-2016
Donald Laskey NewtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.08-26-2016
Joshua Joseph GeorgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.12-06-2016
Katelyn Clark GallagherMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.02-09-2017
Kylie Marie NollMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.03-30-2017
William MawyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.04-24-2017
Joseph Paul ZurfleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.06-14-2017
Ethan RivasMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.07-03-2017
Wesley Ryan NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-24-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.