Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arthur David MetzgerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.$10003-15-2016
Auroon P ThapaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.09-24-2010
BRIAN BORSMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.03-09-2017
Christopher Neil SavardMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.03-21-2014
Daniel Patrizio LeoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.12-12-2013
Daniel Stephen BrennanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.03-28-2017
David Danial LundbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-05-2016
Derek Jordan StilwellMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.05-11-2011
Dexter Lee BenjaminMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.09-24-2012
Diane Marie CoffmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.$10006-13-2011
Ethan Oliver RivasMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.07-03-2017
Gregory P NagyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.01-03-2014
James Derrick WellsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.12-12-2013
Jerry H JordanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.09-17-2015
John Mark HamantMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.06-11-2014
John Michael ShultzMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.05-23-2011
Jon Devin CogerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-10-2012
Joseph Vincent FlamerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.$25004-06-2016
Joshua J. GeorgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.12-06-2016
Justin Thomas ScallanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-24-2014
Katelyn Clark GallagherMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.02-09-2017
Katherine Alison RamirezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.11-14-2011
Khashayar AhouraeiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-15-2012
Mark KrogulskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.08-28-2014
Nason Joseph BoucheMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.$10009-13-2010
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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