Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Timothy LombardiMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.01-21-2009
Eric Joseph WinklerMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.08-17-2009
Johann Mendoza TampincoMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.12-01-2009
Casey A McCrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.03-19-2010
Jason Todd ThompsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.04-30-2010
Anthony Michael CollicaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-03-2010
Jesse Lee BelvilleMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.06-02-2010
Carlos FernandezMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.06-18-2010
Raffaele DeGruttolaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$2506-25-2010
Michael Blake HannaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.06-25-2010
Robert CampbellMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.06-25-2010
Timothy Patrick NeilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.10-18-2010
Scott Jeffrey WoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.11-29-2010
Pamela WildeMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.12-02-2010
Mark AnthonyMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-23-2011
Jeffrey Michael TernyilaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-23-2011
Denise Bernard CrispinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.07-25-2011
Jocelyn Co WeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.08-12-2011
Cesar R OteroMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.10-03-2011
Matthew Allen JoyMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.10-03-2011
Lizbeth A. PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.10-11-2011
Reginald O'Keith Lillie IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$5011-07-2011
Raoul P ShroffMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.01-13-2012
Anthony C GroseMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.01-23-2012
Samer Costandi BordcoshMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.01-30-2012
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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