Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ernest Michael CsakMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-02-2011
Kwan-Rok KongMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1006-22-2012
Peter Salvatore ParisiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1010-19-2012
Andrew David JaworskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-13-2014
Marisol Sanchez-TaboadaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-27-2015
David Joseph KellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-04-2015
Brett M. StagnittiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-23-2016
Cesar A LacerdaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-19-2017
Michael VroomanMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-24-2018
Marlene Andrea Raffington LambertMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-12-2018
Armond Lamar HerndonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-05-2018
Rafael SaezMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-06-2019
Kimberly Johnson AlmondMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-02-2019
Melissa Madeline CartyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-10-2019
Michael C DriscollMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-29-2019
John Anthony Gaspa IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-23-2019
Mitchell Scott ThunellMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-03-2019
Victoria Tatyana RimpseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-17-2019
Douglas Jamison IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-01-2020

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.