Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gene Paul SerrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-08-2010
Tyler Scott DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-02-2011
Hugo RodriguesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1011-07-2011
Shannon Michelle NickelMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-20-2012
Kevin D. BooneMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-22-2013
Joanna Leigh RogersMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-30-2013
Benjamin William AlbaitisMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-13-2014
David Michael Plumberg Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-30-2014
Harry Leon Wallace IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-18-2015
Samantha Marie HarrisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-20-2015
Clayton ClaunchMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-29-2016
Garrett Michael SambMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-10-2016
Xuyu XiangMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-27-2016
Zachary Andrew BrashearMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-02-2017
Justin Brian LemishMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-19-2018
Vjollca GjinolliMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-22-2018
Jacob Hunter FordMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-22-2019

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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