Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marcus Alan DickersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10007-31-2009
John P BunchMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10003-31-2010
Michael WorleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10004-27-2010
Gene Paul SerrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$50009-08-2010
Brian Edward RuffMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10011-01-2010
Gilbert Anthony Rodriguez Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-24-2011
Tyler Scott DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10009-02-2011
Gary Max GoeppingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10011-07-2011
Hugo RodriguesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10011-07-2011
Gavin George TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-07-2011
Natalie J GaskampMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-09-2011
Johnny Lee RussellMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$25001-06-2012
Timothy Clark WattsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$25002-17-2012
Shannon Michelle NickelMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10004-20-2012
Anthony Joseph AielloMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10005-18-2012
Kathryn Locke VoylesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-07-2012
Kevin D. BooneMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-22-2013
Shawn Paul GrovesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-12-2013
Joanna Leigh RogersMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$50008-30-2013
Benjamin William AlbaitisMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$50003-13-2014
Danna Wolfson SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-14-2014
Megan Michelle KowalikMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-05-2014
London Spivey-JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-12-2014
David Michael Plumberg Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-30-2014
Shamarr Tyrique PrenticeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-03-2014
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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