Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad Alex KazosMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC$5009-14-2009
Thomas Tedrick ZimmerMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC$1009-29-2009
Perry A GuthrieMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-22-2009
Christopher M. KaufenbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC11-16-2009
Nathan David StewartMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC01-04-2010
David S LarkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC$15001-12-2010
Matthew Lee SchmitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC03-09-2010
Krishna M IyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-28-2010
Scott Ryan MartinMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC$10007-30-2010
Tyler Brooks CornMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC02-28-2011
Brendan Flynn McnamaraMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC03-03-2011
Joshua Lee KuhbanderMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-25-2011
Garrett Patrick GroveMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-17-2011
Michael F PearsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-30-2011
Matthew P KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC$107-22-2011
Sean Christian CoreyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC$5007-28-2011
Moritz Clemens MewsMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-08-2011
Charrissa Christy WrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC09-06-2011
Roberta Michelle WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC09-14-2011
Lisa QuachMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC09-19-2011
Jason Todd SkolnikMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC09-23-2011
David Wyatt SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC09-26-2011
Trace Ryan ShapiroMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC$110-03-2011
Paul Nicholas Schmidt IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC12-06-2011
Roderick Rodell JeffersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC12-13-2011
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Showing 1 to 25 of 185 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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