Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Robert WolfeMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation12-12-2017
Wojciech Dariusz WoloszynMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation08-10-2016
Timothy McNamaraMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation01-22-2016
Frederick Gary WotrubaMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation05-26-2015
Teresa Dawn BiddixMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation11-26-2014
Stephen Ellis HamiltonMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation10-29-2014
Bruce David LoeffertMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation10-14-2014
Daniel Reed GainesMerrill Lynch, Pierce, Fenner & Smith IncorporatedInvest Financial Corporation07-17-2014
Brian E. SwansonMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation09-18-2012
Brandon Craig IvyMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation04-04-2012
Matthew Aaron St JohnMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation02-23-2012
Christian Patrick HastingsMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation$1005-10-2013
Steven Gerald ScaliciMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation$1006-30-2009
Frank Junius Smith Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation$5001-30-2015
Joshua Lee BradleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation$9901-05-2018
Christopher Louis DimattioMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation$25301-05-2018

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.