Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Isaiah D DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC09-15-2009
Jose Rene VelezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-16-2009
Ricardo R. SantosMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-26-2009
Judith L BranchMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$101-19-2010
Olcott Mitchell BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-11-2010
Craig Donald WeisbeckerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC11-29-2010
Michael E RogalaMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-13-2010
Jeffrey Richard GoochMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC01-04-2011
Philip Arthur JacobsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC01-18-2011
Nicholas D FauberMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$103-31-2011
Kevin Scott RookerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-02-2011
Marilyn Freed AllenMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-13-2011
Ryan Patrick RechMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-20-2011
Jonathan Bradley KinasMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-12-2011
Beth D TerryMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$5008-15-2011
Thomas Edward GardnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-26-2011
James Lewis MosleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC09-27-2011
Stanley FanfanMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-26-2011
Thomas Patrick Dooley Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-26-2011
Jeffrey Becker SongcoMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-05-2011
Shane J KochonMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-21-2011
Edward Charles RadlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$1001-24-2012
Dennis Lee Gump Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC02-24-2012
Michele Kathryn GreenMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC03-06-2012
Nicholas BohnMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$9704-23-2012
Next Page »

Showing 1 to 25 of 108 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.