Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Judith L BranchMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC01-19-2010
Michael E. RogalaMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-13-2010
Nicholas D. FauberMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC03-31-2011
Beth D TerryMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-15-2011
Thomas Edward GardnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-26-2011
Jeffrey Becker SongcoMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-05-2011
Edward Charles RadlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$1001-24-2012
Nicholas BohnMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-23-2012
Scott A KadishMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC07-30-2012
Steven E MangerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-27-2012
David Watkins JemisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC02-19-2013
Iryna GrachMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-08-2013
Kristopher James BurnhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-23-2013
David Ross FegerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-19-2013
Jennifer Rae CafferyMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-17-2013
Uvalda L JordanMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-31-2013
Jeffrey McIverMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-11-2014
Jason Chunyue WongMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-17-2014
Jason Anthony RuivoMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC09-08-2014
Lynette Ann RaichleMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-21-2015
Rolando LopezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-02-2015
Paul G KottageMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$1006-11-2015
Andrey Stefanov NiantchevMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$10006-16-2015
Joseph Michael Tiderencel, Matthew Thomas WasserMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC07-02-2015
Douglas Edgar WeltzMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-06-2015
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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