Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Sohngen CottrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$10001-30-2009
Randall Bruce BlinnMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-24-2009
Salvatore L SaettaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC01-25-2010
Christopher Wade MccoyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-09-2010
Helen L Sims DuerrMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$2503-28-2011
Raymond E FortinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-01-2011
Salah A SalehMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$108-29-2011
Andre Lawrence St CampbellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC10-03-2011
Christopher Russell Van BurenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC10-10-2011
Luke Thomas HannahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC11-08-2011
Deepinder Kaur GillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC03-23-2012
Mary D PhelpsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$1203-26-2012
Justin L ValadezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC07-27-2012
Scott Wayne LuehringMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-17-2012
Ryan Fitzpatrick BurkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-19-2012
Atta D ShayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC10-01-2012
Thomas Walsh Tracy Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC10-22-2012
Paul Douglas MoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$111-05-2012
Terry John HastingsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC01-07-2013
Jason John CapolarelloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-21-2013
Andrew Christopher WilkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-21-2014
Brian Riggs MohlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-24-2014
Edmund Lindsay ChenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC06-30-2014
Christopher Shaun AlexanderMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC07-15-2014
Michael Anthony Goodson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC10-13-2014
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Showing 1 to 25 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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