Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Sohngen CottrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$1001-30-2009
Helen L Sims DuerrMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC03-28-2011
Mary D. PhelpsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC03-26-2012
Scott Wayne LuehringMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-17-2012
Paul Douglas MoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC11-05-2012
Jason John CapolarelloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-21-2013
Andrew Christopher WilkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-21-2014
Brian Riggs MohlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-24-2014
Michael G. GaffneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC10-28-2014
Jose Angel FourquetMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-09-2014
Evan Derick Hugh RobertsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-22-2015
Dante GudinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC06-02-2015
Robert Lee ShieldsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-28-2015
Michael T. DroddyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC11-30-2015
Cherena WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-16-2015
Karen Beth RosnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-04-2016
Corey Ben DanielsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-06-2016
Joanne WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$1005-11-2016
Michael Francis O'ConnorMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-12-2016
Alberto Enrique BoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-23-2016
David W SommoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-23-2016
James Alexander SkorupskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$1003-01-2017
Steven Y LiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC03-28-2017
David YawitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC03-30-2017
Timothy KorwinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-21-2017
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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