Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Thomas WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-20-2019
Michelle Melinda MartinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-19-2019
Ploy Arichsararat BrandtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-22-2019
Mohammad TabiekhMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-22-2019
Otis HudsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-20-2019
Mitchell Devere Anderson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-15-2019
Molly Anita NewbornMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-07-2019
Brian David SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-07-2019
Morgan Joan DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-07-2019
Jasmine MuhammadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-05-2019
Sarah Meade WoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-01-2019
Elizabeth Clark JordanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-31-2019
Richard Halm De-Souza Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-29-2019
Judith Johanna FrostMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-25-2019
Carrie A VanceMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-14-2019
Bernardo J. Escobedo-DiazMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-11-2019
Chase Allen MiddlesworthMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-25-2019
Michael Patrick EberlyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-13-2019
Carina Marie PorterfieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50009-05-2019
Bryant James TromblyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10008-27-2019
Jessica LlorensMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-21-2019
Daniel Alexander YoungMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-20-2019
Sharon Elizabeth PerdueMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-19-2019
Stephen Joseph PutorteMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-12-2019
Gabriel A AlemanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-05-2019
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Showing 1 to 25 of 1,756 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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