Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Joseph ReismanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-21-2009
Robert Michael MirskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-11-2009
Ralph Daniel DiazMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5001-22-2010
Peter Daniel ArdolinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-16-2010
Emilia Nunes GaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-04-2010
Christian Nicholas DammannMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-04-2010
Michael Joseph StefaniMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-16-2010
Brett David PalumboMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-09-2010
James C. ManuolaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-13-2010
Nicholas Giosue MiserendinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-10-2010
Louis Victor CappitelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-20-2010
Bryan Michael DunstMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-01-2010
Michael Ezra SomekhMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-05-2010
Samuel Marco GuglieminiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-03-2010
Charles Ira Slater, Bryan Scot NunbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5001-28-2011
Charles Slater, Bryan NunbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10102-07-2011
Anthony Joseph MagnierMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-18-2011
Robert Michael WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-23-2011
Scott David Archer, Michael Scott ArcherMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15005-27-2011
Christopher Charles MeloroMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2505-27-2011
Bernard MichaelsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-10-2011
John Edward EkdahlMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-24-2011
Patrick Thomas YorkMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-15-2011
Warren Craig LessingMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-30-2011
Robert John TravisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-28-2011
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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