Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Walter Le BoeufMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-02-2009
David Alan CourtadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5009-04-2009
Tim Jon PappMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-16-2009
Jill Elaine BracciMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-20-2009
James Desportes BishopMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$111-20-2009
James Lester Ross IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-20-2009
Joseph Edward SpicerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-07-2010
Daniel Krenn HassMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-07-2010
Shane Cameron EwbankMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2501-08-2010
Casey Nicholas MarshMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10004-23-2010
Heather Lynn CrawfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-19-2010
Debra Davis StatonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2509-24-2010
Robert David HaysMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-29-2010
Todd R AltenbachMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-29-2010
Susan Siara VasuMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2512-13-2010
Jeffrey David StanleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-10-2011
Kevin James DepueMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-18-2011
Jeffrey Gene SwartzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-31-2011
Martin J. GannonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-15-2011
Patrick Joseph SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-20-2011
Brent Michael WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-13-2011
Robert S. HatleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15003-09-2012
John R. StrandMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-09-2012
Cindy Diane RowlandMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-23-2012
Cyril James KanagarajMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-25-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.