Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erica Alicia PeayMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC12-19-2018
Michelle Kindrell CobbMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-05-2018
Frederick Condit Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC08-22-2018
Bryan Patrick SimoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC04-06-2018
Marcell Sherman RobateauMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-26-2018
Andrew JunMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-08-2018
Michael Robert DunnMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC07-18-2017
Eric Ma WynnMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC07-18-2017
Jozef KuzmkowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC06-29-2017
Daniel Joseph LabukasMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-28-2017
Sang Soo KimMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-03-2016
Michael Garrison WaresMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC10-20-2016
Angel Ruben TineoMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC$5009-30-2016
Ryan Matthew CitranoMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC07-29-2016
Brian Francis HalpinMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC04-18-2016
Theodore DanielsMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC09-26-2014
Matthew A RoacheMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC05-22-2014
Ellen Marie MyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC05-19-2014
Bradley C. BergerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC07-19-2013
Luis Contreras IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC12-27-2012
Craig Christopher StoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-19-2012
Alissa J HyresMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC05-24-2012
Nixon D JamesMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-19-2012
Zachary T KohanMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC05-23-2011
Derek John PatlaMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC02-22-2011
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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