Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Joseph McguireMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC02-15-2010
Richard Robert Shalla Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC04-05-2010
Matthew Stanley SinonMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC05-24-2010
Peter I. Isaac MyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC09-07-2010
Dianne Fryson CrokerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC09-22-2010
Derek John PatlaMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC$10002-22-2011
Barbara S ColletteMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC04-20-2011
Zachary T KohanMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC$2505-23-2011
Robert Allan BlundonMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC06-27-2011
Anthony Adam CisnerosMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC08-22-2011
Octavio Valencia ValenzuelaMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC08-26-2011
Nancy Ann ColluraMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC09-09-2011
Jason Michael TurnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC09-27-2011
Pamela Sue HarrisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-21-2011
Nixon D JamesMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-19-2012
Alissa J HyresMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC$105-24-2012
Craig Christopher StoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-19-2012
Anthony F FellaMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-21-2012
Christopher Michael SheelerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-26-2012
Luis Contreras IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC12-27-2012
Bradley C BergerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC07-19-2013
Donald Irvin RhodesMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC01-09-2014
Alasdair Mackay ClynesMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC04-30-2014
Ellen Marie MyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC05-19-2014
Matthew A RoacheMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC05-22-2014
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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