Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David P. Oetting Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.11-12-2010
Crystal Ann DoxtatorMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.02-10-2011
Paul A BorgeseMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.06-13-2011
Adam C HouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.06-24-2011
Dien N. NguyenMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.10-12-2011
Evan Carter JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.03-19-2012
Christopher Grimes ErnstMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.04-13-2012
Sara Elizabeth RagostaMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.06-29-2012
Annie An Ru Chou ChenMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.01-28-2013
Po Kam YuenMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.02-19-2013
Michael KuligowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.04-11-2013
Kimberly Ann RiordanMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.06-26-2013
Tat Gary H. TsuiMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.11-14-2013
Mindy Hiu-Man ChengMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.02-26-2014
Charles Shaw-Jer HungMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.08-07-2014
Peggy Suet-Man TongMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.09-15-2014
Emilia Maria CorreaMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.09-24-2014
Sarah SettleMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.11-10-2014
Kenneth Wade HagarMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.11-14-2014
Michael Raymond BucoMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.12-26-2014
Peter Martin ConniffMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.01-01-2015
Brandon E WeatherfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.01-06-2015
Zuo Jia BlackMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.01-21-2015
Wayne ChouMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.03-11-2015
Jeffrey B. NgoMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.03-13-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.