Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Troy Robert StansburyMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.11-03-2019
Christian David MonteroMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.10-07-2019
Heather Michelle MetcalfMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.09-23-2019
Bobby HoMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.06-17-2019
Kameron Zan Muzic-AliMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.06-17-2019
Ali Akbar HastaMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.01-10-2019
James Michael FergusonMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.09-20-2018
Owen W LynnMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.09-20-2018
Titus Vanderploeg JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.09-17-2018
Juan Antonio JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.09-10-2018
James Peter PadillaMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.08-15-2018
Kristin Ann PetersMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.08-08-2018
Charles Jessie SailorMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.07-25-2018
Alexander James BischoffMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.06-11-2018
Ken C. LinMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.05-04-2018
Wesley James WhamondMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.04-26-2018
Jeffrey Stephen FidelMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.03-22-2018
Robert M. KurasMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.01-10-2018
Joshua Jeffrey BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.11-29-2017
Carlos Alberto MenicucciMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.10-19-2017
Rolando M QuintanaMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.09-26-2017
Yong-Sheng QiMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.09-20-2017
Matthew Joseph SchillingMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.05-16-2017
Michael J MargolisMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.03-31-2017
Rafael Galvao De OliveiraMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.02-06-2017
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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