Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Clifford FrenchMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1003-21-2016
Kevin Scott ParrillMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-21-2016
Mark A. Fitz-PatrickMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2503-31-2016
Michael Addison Fitz-PatrickMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-31-2016
John Batista CampanelloMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-04-2016
William Douglas MontgomeryMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-22-2016
Teresa Skipper BechardMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-11-2016
Michael BurchieriMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$8006-28-2016
Salvador Eduardo BellosoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-18-2016
Harry Lewkowitz, Jeffrey R GerstenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5008-04-2016
Jeffrey Stuart SchoenfeldMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15008-19-2016
Roger Robert MussaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5009-23-2016
Charles Glen DanielMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-14-2016
Richard Michael SandersMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5011-17-2016
Michael John HulleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-17-2016
Heather Rachel Gottlich, Michael Gailis LutzMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10011-18-2016
Joel Stuart TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-22-2016
Roger Ernest BerryMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$12701-06-2017
Ted Gilbert Gray Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-06-2017
Felix Adrian ErbringMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-06-2017
Matthew Allen BurnettMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-18-2017
Michael Anthony MarottaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-08-2017
Michael Steven Brooks, Timothy M. JayneMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-01-2017
Neil John KvasnakMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-31-2017
William L. BeckworthMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-24-2017
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Showing 251 to 275 of 304 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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