Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sunil Gopal JoshiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-03-2009
Donald DepiroMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15009-04-2009
Robert James DebeerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-04-2009
Russell William MayMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-04-2009
Michael Paul Ebeling, Ryan G. MelbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5009-08-2009
Jay Paul SantangeloMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10009-24-2009
Paul Stephen BrandonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-25-2009
Charles Michael CooperMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5010-02-2009
Jeffrey Carl SaltonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-05-2009
Davis Domingo AldanaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-08-2009
Christopher Robie ReillyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$20010-09-2009
Christopher Brent Metcalf, Jeffrey Howard Cole, Alison Vera MasopustMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-09-2009
Jeffrey J Morse, James Harold Davis, James Paul BeickertMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-15-2009
William J Zalewski, John Edward ZalewskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-16-2009
Jose E. Gonzalez PumaradaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-22-2009
Lawrence Charles CaneMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10010-23-2009
John James SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10010-30-2009
Mark B. SilvermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-06-2009
Richard Sica, James John McIntoshMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5011-13-2009
Steven Donald DodsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-13-2009
Christopher Sean George, Brian RolandMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-13-2009
Gordon Louis MonroeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-13-2009
Lawrence Vincent O'Connor III, Kevin Michael OwensMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10011-20-2009
Christopher Curtis GabrielMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5011-20-2009
Richard Robert EgerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-20-2009
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Showing 51 to 75 of 304 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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