Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raffi KendirjianMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-01-2009
Ignatius Donald PermadiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-04-2009
Leonard Adams Taylor IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-11-2010
William Christian CordellMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-15-2010
Michael Brendan WeinbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5001-22-2010
Rubin MagitMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-22-2010
Steven Dwight FinkelMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-25-2010
Neil Evan RinehartMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15002-26-2010
William MolloyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-12-2010
Katie Qingqing PanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-12-2010
Stephen-Taylor GrimesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-19-2010
Len Masahiro FukushimaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-01-2010
Mark Daniel WhitneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1004-09-2010
Grant Scott MellonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1004-23-2010
Randall RomanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-17-2010
Glorimar Leon ColonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-21-2010
Hector J GonzalezMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-21-2010
Hector Ruben Rosario CuevasMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-21-2010
James Gerard DwyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-23-2010
Alan Howard SheldonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-30-2010
Steven Riley CoffmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15007-28-2010
Haseong JooMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2507-29-2010
Nancy Rogers HerlihyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-12-2010
Jose Alberto Casellas Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-12-2010
Leland Scott HorrallMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15008-20-2010
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Showing 76 to 100 of 304 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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