Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Vincent HansonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15007-08-2011
Peter Michael Krones, William J. LiebowitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5007-15-2011
John Gerard BurnsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-15-2011
Jeffrey Frederick SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1007-22-2011
William Michael PerfettMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-12-2011
Erik Joel ZwillingMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5009-30-2011
Robert Arthur ClearMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15010-14-2011
Amir Ali MonsefiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-16-2011
Jeremy SilvasMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10002-16-2012
David Anderson AlfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2502-16-2012
Karen Mary SpencerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10003-19-2012
Jolon Edgar Carl StaubliMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-23-2012
Daniel Paul VartigianMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-20-2012
Lou DeMartinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-25-2012
Jeffrey Mark WeemesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5006-15-2012
Zachary Frank MarshallMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5006-22-2012
Mark Russel KeanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15008-03-2012
Jay M. RappMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-03-2012
D Lee MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2508-10-2012
Andrew Kenneth PleatMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-10-2012
James Charles NaifyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10009-07-2012
Alex Jose GierboliniMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-18-2012
Aaron Alphonse DelsignoreMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5010-05-2012
Ryan Daniel LynchMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-15-2012
Marguerite Travis Rowland, Dowell Key Ryan, Charles MercerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-02-2012
« Previous PageNext Page »

Showing 126 to 150 of 304 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.