Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Douglas BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-30-2012
Todd Douglas HavillMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-20-2013
John Gregory MarkoffMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-19-2013
Marie Helene SteinmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-19-2013
Jeff Marcus EastburnMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5005-17-2013
Ramona Jean FarringtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-17-2013
Anthony Jay GoldsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5008-02-2013
Sherrie Ann MillsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1008-02-2013
Meggan E GlassMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-15-2013
Christopher David SadakaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-09-2013
John LahoudMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-09-2013
Georgina Khalil NicoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-09-2013
Stephen Michael RuvitusoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-27-2013
Robert Michael Matluck, Lee Bailey Konopka, Todd Andrew StankiewiczMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-27-2013
Alan Michael BlockMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10010-21-2013
John Joseph PintoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5010-21-2013
John Louis GuarnieriMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2510-21-2013
David William ProckterMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-21-2013
James Francis Armstrong Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-08-2013
William Michael ReillyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-08-2013
Fernando Luis Alvarez-CalderonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-12-2013
Rodney Michael WoodleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-02-2013
Michael J AnnicelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-07-2014
Melissa YueMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-21-2014
Graham K MandlMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-25-2014
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Showing 151 to 175 of 304 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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