Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Raymond Creps, Daniel Michael McHugh, Glenn Richard WeisnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10002-28-2014
Matthew P NiesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-10-2014
Howard Steven RowenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2504-09-2014
Neil Stewart Kishter, Rolando V Guzman Jr., Donald Robert Page IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10004-17-2014
Angela D. RutledgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-23-2014
Dianne Elizabeth LynchMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10007-10-2014
Virginia J AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-12-2014
Jeffrey SussmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-02-2014
Lindsay Lewis DenardoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-12-2014
Robert Steven BennettMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10009-23-2014
Steven Coleman, Rajeev Rathi, Kanwar Manjot SinghMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2510-10-2014
Cristiano Tempo CastelliniMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10010-17-2014
Allison Dawn TarpleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-17-2014
Reese C GneitingMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-05-2014
Weldon Hugh HawkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-05-2014
Brett I. MoritzMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-05-2014
Deryl Heath McGallionMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-05-2014
Christopher R DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-05-2014
Dale Allen Waters Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-12-2014
Paul Darius RaehpourMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-12-2014
Ronald Nathaniel WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-15-2014
Michael Lane CalvinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5002-13-2015
Guy Champion ClaytonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-13-2015
Robert Joseph DebbsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15003-05-2015
Albert David Hutzler IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10003-05-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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