Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Theodore Michael AltholzMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-05-2009
Peter Dewitt MartinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-05-2009
James Bruce TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5001-09-2009
Benjamin Stephen SaxMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5001-09-2009
Eric Scott BodnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10001-09-2009
James Patrick O'ConnorMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15001-09-2009
Gary Alan GrossMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1001-09-2009
Brian Joseph BenandiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-09-2009
Jennie F. SowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-09-2009
Andrew Neil RinaldiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-09-2009
Idil OzdemirMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-09-2009
Bradford John BoikeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-09-2009
Duane Joel MaueMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2501-09-2009
David A. VallieresMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-09-2009
Ann Janina OstrowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$501-12-2009
Brad Michael JacobsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5001-12-2009
Randall Allan GreenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$20001-16-2009
Jeffrey Curt AdamsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-16-2009
Brian Steven GrahekMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5001-16-2009
Karen Ann PetersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-16-2009
Thomas Darin DrakeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10002-13-2009
Kevin FullerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5002-13-2009
William John DeMartinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5003-06-2009
Barbara Jean HorvathMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10003-06-2009
Thomas Francis NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15003-10-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.