Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David A. VallieresMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-09-2009
Ann Janina OstrowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$501-12-2009
Thomas Francis NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15003-10-2009
Michael Joseph KelleherMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-03-2009
Steven Alan WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5004-24-2009
Cherie Dale CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-24-2009
Diana C. TorreMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-24-2009
Ivan Orlando HernandezMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5004-24-2009
Michael Scott WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-24-2009
Scott S. NotowitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5006-10-2009
Jesus RomeroMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15007-02-2009
Jacob Anthony KozmicMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5007-02-2009
Douglas G. AdamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5007-09-2009
Laurie Maxine WynnMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10008-21-2009
Alec Matthew LindenauerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10008-21-2009
Bruce Randy SearingMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-25-2009
Wyn David YelinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$110-26-2009
Ellen Baird LowryMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5001-22-2010
Michael Brendan WeinbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5001-22-2010
Leslie Warren Hankinson IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-09-2010
James Edward ThomsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1001-14-2011
Joel Richard FishkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-18-2011
Kevin James KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5002-18-2011
Jeffrey Joseph FlitMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10003-10-2011
Lawrence William HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$20003-18-2011
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.