Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ann Janina OstrowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5001-12-2009
Thomas Francis NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5003-10-2009
Kevin Alan RubinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15005-22-2009
Jesus RomeroMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15007-02-2009
Laurette Maxine WynnMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15008-21-2009
Alec Matthew LindenauerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-21-2009
Bruce Randy SearingMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$12308-25-2009
Michael Brendan WeinbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10001-22-2010
Joel Richard FishkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-18-2011
Kevin James KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5002-18-2011
Jeffrey JOSEPH FlitMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2503-10-2011
Lawrence William HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$20003-18-2011
Peter Michael KronesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$6907-15-2011
William J LiebowitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$6907-15-2011
John Gerard BurnsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-15-2011
John Burns William Liebowitz Peter Krones John ForgatchMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$27707-18-2011
Christopher David SadakaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10009-09-2013
Stephen Michael RuvitusoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1,17509-27-2013
Alan Michael BlockMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-21-2013
Robert BennettMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10809-23-2014
Robert STEVEN BennettMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15009-23-2014
Robert J Debbs Frederick J Shapiro Steven F Colamarino Albert David Hutzler IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50003-05-2015
Fredrick Jay ShapiroMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10003-05-2015
Robert Joseph DebbsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5003-05-2015
Steven F ColamarinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-05-2015
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.