Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth CorreaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10009-11-2019
Parker JaquesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-19-2019
Jannel E BuckleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50009-20-2018
Aleksei MoshiashviliMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-08-2018
Brandt Judan CybulMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50003-02-2018
Patricia A. ChocieyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-22-2017
Robert A. RothmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50011-17-2017
Joshua Michael AdlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50011-17-2017
Alexander Theophilos FokidesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50011-17-2017
Spencer Harris CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-17-2017
Debra Sheryl WallachMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-10-2017
Mark Alan GutnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10009-08-2017
Timothy Donald EckmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-14-2017
Leonard Clifton Griffin Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-09-2017
Christian Luis MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$20006-02-2017
Joseph Peter GabrieleMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50006-02-2017
Laszlo Paul Vasady-KovacsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-02-2017
Natasha Michelle YeohMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50012-06-2016
Jeffrey Stuart SchoenfeldMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15008-19-2016
Harry LewkowitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50008-04-2016
Jeffrey R GerstenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-04-2016
Walter Joseph MouldMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-04-2016
Salvador Eduardo BellosoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-18-2016
Michael MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-27-2016
Lewis Jonathan BlockMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-11-2016
Next Page »

Showing 1 to 25 of 82 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.