Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Francis Schlenger Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.05-01-2010
Dorothy Jean Angotti-DiorioMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.08-17-2010
Nicholas Wayne HodgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.10-01-2010
Yvonne Michelle LicanoMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.01-18-2011
John B PhillipsMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.05-06-2011
Richard Maurice SaldanaMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.10-06-2011
Nicholas Andrew HaynesMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.11-22-2011
Sarah Palmer HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.02-03-2012
Diane Marie ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.02-10-2012
Dallas C SalazarMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.03-12-2012
Markita L McgillMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.03-19-2012
Joseph Andrew BeatonMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.$10001-22-2013
Rhonda Lee SorensenMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.05-21-2013
Alejandro Robert BeguiristainMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.09-25-2013
James M KahnMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.04-21-2014
Kimberly Anne WillieMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.07-07-2014
Daniel August RingelsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.11-07-2014
Matt Matthew SolomonMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.$5002-11-2015
David Rakhmil KoifmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.02-18-2015
William Francis Powers IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.02-18-2015
Jose M Borro IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.03-13-2015
Richard Christopher IkehMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.06-09-2015
Brandon Marcus DanielsMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.09-30-2015
Joanne K DushekMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.11-18-2015
James William BencinMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.02-01-2016
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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