Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth Grace WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed07-27-2009
Lydia Grace LavigneMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed06-11-2010
Mark Douglas EricsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed$1006-14-2010
Mark Andrew NastriMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed09-23-2010
Robert Ryan BakerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed09-01-2011
Elizabeth Pilar SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed11-07-2011
Anthony Guy UlloMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed01-24-2012
Eric S. JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed06-18-2012
Dana Lawrence QuinnMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed07-27-2012
Matt SurrencyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed01-07-2013
Tyler Gene SamuelsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed09-16-2013
Ryan Douglas OsborneMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed02-05-2014
Jacquelyn NiedringhausMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed$10008-04-2014
Jennifer Kay SperryMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed12-08-2014
George A. TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed05-13-2015
Michael Scott DunavantMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed07-10-2015
Richard Thomas FergusonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed09-23-2015
Tejas Kiel BartakkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed02-03-2016
Terrence Clark PorterMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed03-02-2016
Michael Andre TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed03-10-2016
Sean Michael CurtisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed04-27-2016
Theodore Joseph KinkaidMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed$1007-22-2016
Fredric Arcinas UmelMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-28-2016
Charles M. VinyardMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed02-28-2017
Suzanne Soyong ChaiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed04-03-2017
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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