Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Glynn Moore IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed09-12-2018
Matthew Jay JenkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed07-07-2017
Andrea RiveraMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed05-03-2017
Suzanne Soyong ChaiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed04-03-2017
Jeffrey J. FogleMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed04-03-2017
Behzad MirshafieeMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed03-31-2017
Flora Margaret BurkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed03-13-2017
Charles M. VinyardMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed02-28-2017
Fredric Arcinas UmelMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-28-2016
Michael Andre TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed03-10-2016
Christopher M. DateMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed01-26-2016
Harry Jae ParkMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed06-12-2015
Ryan Thomas SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed05-05-2015
Andrew Heston FallaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed04-14-2015
Massimo MioniMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed02-27-2015
Christopher Lee BentleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed03-20-2012
Venansia Ekawati TuineagMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed03-15-2012
David Alexander WattsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed03-06-2012
Thomas Christian BuckleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed$1502-27-2012
Melroy Savio AtkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed01-19-2011
Kevin Lawrence GunnMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed01-03-2011
Joseph Nishan SweisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed11-30-2010
Suzy LamMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed09-22-2010
Jeremy Patrick O'ReillyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed09-07-2010
Neetu TiwariMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed04-16-2010
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.