Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawn Deon WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-24-2019
Angelo Michael FerlisiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$2511-28-2018
Aimee Waters BarnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-01-2018
Thomas E. SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC03-19-2018
Paul C. RankinMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-10-2017
Dustin P WardMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC11-10-2016
Teresa Skipper BechardMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-11-2016
Heath Van HenigMerrill Lynch, Pierce, Fenner & Smith IncorporatedSynovus Securities, Inc.$2505-09-2016
Whitney Hodges HensonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-11-2015
Chad Donald DolanMerrill Lynch, Pierce, Fenner & Smith IncorporatedSagePoint Financial, Inc.06-17-2015
Sheila Norton HaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-09-2015
Jay HiggenbothamMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$22511-06-2014
William Holt NaffMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC10-28-2014
Brandon Travis WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedEugenias Advisory Group, LLC06-23-2014
Gary Michael GordonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10002-21-2014
Alexander Wolff PolsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCarey Financial, LLC01-07-2014
Doreen Grannis-ViscovichMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-12-2013
Harry Alan Word Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5005-03-2013
Guy Bentley Wilder IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-22-2013
David Alan BrooksMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation09-21-2012
Ryan Baker, Stuart HammMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$13003-14-2012
Julie Durbin HelmersMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-05-2012
Ryan HammMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-18-2012
Michael Charles Lloyd PrewittMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.$1009-09-2011
Neil David EggersMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-07-2011
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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