Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron M. SweereMerrill Lynch, Pierce, Fenner & Smith IncorporatedMoney Concepts Capital Corp11-18-2016
Adam Richard ArringtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-23-2019
Adolph Weil IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedSterne, Agee & Leach, Inc.06-10-2011
Aimee Waters BarnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-01-2018
Alan Gregory BradleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC09-30-2019
Alexander Wolff PolsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCarey Financial, LLC01-07-2014
Allison Barnard MontgomeryMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC01-10-2020
Andrew Hartselle MearsMerrill Lynch, Pierce, Fenner & Smith IncorporatedSterne, Agee & Leach, Inc.04-11-2012
Angelo Michael FerlisiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$2511-28-2018
Arnetas Sireka MeltonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1008-23-2011
Brandon S ParsonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe O.N. Equity Sales Company11-16-2009
Brandon Travis WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedEugenias Advisory Group, LLC06-23-2014
Catherine D. LakeMerrill Lynch, Pierce, Fenner & Smith IncorporatedSterne, Agee & Leach, Inc.02-17-2015
Catherine MarshallMerrill Lynch, Pierce, Fenner & Smith IncorporatedHornor, Townsend & Kent, LLC10-18-2017
Chad Donald DolanMerrill Lynch, Pierce, Fenner & Smith IncorporatedSagePoint Financial, Inc.06-17-2015
Charlton Fair Anderson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedResource Horizons Group LLC09-12-2012
Cheryl B. CasebereMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2509-17-2010
Claudia Mason JohnstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedGoldman Sachs & Co.10-04-2010
Clay Penton CookMerrill Lynch, Pierce, Fenner & Smith IncorporatedHarbor Financial Services, LLC06-16-2014
Corbin M EllardMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.02-25-2020
Daniel J. Richardson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedColonial Brokerage, Inc.11-16-2009
David Alan BrooksMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation09-21-2012
David Harlan HolbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-23-2019
David Mcdonald WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedHancock Whitney Investment Services Inc.$5011-15-2019
Doreen Grannis-ViscovichMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-12-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.