Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aimee Waters BarnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-01-2018
Alexander Wolff PolsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCarey Financial, LLC01-07-2014
Angelo Michael FerlisiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$2511-28-2018
Brandon S ParsonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe O.N. Equity Sales Company11-16-2009
Brandon Travis WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedEugenias Advisory Group, LLC06-23-2014
Chad Donald DolanMerrill Lynch, Pierce, Fenner & Smith IncorporatedSagePoint Financial, Inc.06-17-2015
Cheryl B. CasebereMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2509-17-2010
Claudia Mason JohnstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedGoldman Sachs & Co.10-04-2010
David Alan BrooksMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation09-21-2012
David Steven BurroughsMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Doreen Grannis-ViscovichMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-12-2013
Dustin P WardMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC11-10-2016
Gary Michael GordonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10002-21-2014
George Hanna SalemMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$3004-17-2009
Gregory Clyde PittmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5004-29-2009
Guy Bentley Wilder IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-22-2013
Harry Alan Word Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5005-03-2013
Heath Van HenigMerrill Lynch, Pierce, Fenner & Smith IncorporatedSynovus Securities, Inc.$2505-09-2016
Jay HiggenbothamMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$22511-06-2014
John Anthony LaceyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2504-06-2010
Julie Durbin HelmersMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-05-2012
Kelly C WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15004-30-2009
Kim F. LepleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-12-2010
L Clay Wheeler Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5009-17-2010
Mark Hodo MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-10-2009
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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