Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lillian B HendersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-28-2020
Lance Christopher ErnestMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC08-03-2020
Corbin M EllardMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.02-25-2020
Paige Watson LombardyMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.01-31-2020
Barnard MontgomeryMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC01-10-2020
Sarah Meade WoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-01-2019
Alan Gregory BradleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC09-30-2019
Adam Richard ArringtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-23-2019
David Harlan HolbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-23-2019
Shawn Deon WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-24-2019
Aimee Waters BarnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-01-2018
Thomas Eugene SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC03-19-2018
Tabitha Leigh BondMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-21-2017
William C BeatrousMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC01-09-2017
Dustin WardMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC11-10-2016
Heath Van HenigMerrill Lynch, Pierce, Fenner & Smith IncorporatedSynovus Securities, Inc.05-09-2016
Whitney Hodges HensonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-11-2015
Chad DONALD DolanMerrill Lynch, Pierce, Fenner & Smith IncorporatedSagePoint Financial, Inc.06-17-2015
William H NaffMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC10-28-2014
Doreen Grannis-ViscovichMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-12-2013
Bentley WilderMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-22-2013
David A BrooksMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation09-21-2012
Julie D HelmersMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-05-2012
Stuart R HammMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-18-2012
Mary Wynn EstesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.03-01-2011
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.