Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Jonathan PooleMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1008-05-2009
Elizabeth Okeefe HathawayMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Matthew Donald DelucaMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Rebecca Elizabeth ComstockMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Melissa Anne BradleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1001-08-2010
Sam Bernhart Strauss IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedStephens09-03-2010
Chris William VincentMerrill Lynch, Pierce, Fenner & Smith IncorporatedTrent Capital Management, Inc.07-12-2011
Leo Andrew HarrisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15002-01-2013
Matthew Lee McDanielMerrill Lynch, Pierce, Fenner & Smith IncorporatedSterne, Agee & Leach, Inc.05-13-2013
Joseph Clay Young IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedStephens$5005-08-2015
Kevin Matthew BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedInvestment Professionals, Inc.$2507-28-2016
Nikifor Alexandrov PaunovMerrill Lynch, Pierce, Fenner & Smith IncorporatedCabana Asset Management$5008-03-2018
Serena Scherrey SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-21-2018

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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