Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Luke Anthony MillikinMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofa Securities, Inc.05-28-2019
Corey Andrew HollandMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$112-06-2018
Matthew Eric SymeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.11-28-2018
Veronica I CancholaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15011-07-2018
Timothy Broadway WoodlockMerrill Lynch, Pierce, Fenner & Smith IncorporatedSchwab Private Client Investment Advisory, Inc.08-23-2018
Jared Lyle HarguessMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-17-2018
Teresa Marie SchuelkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedH. Beck, Inc.$104-11-2018
Stephen Daniel Grimes Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.04-06-2018
Kareem Khalil KatribMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-02-2018
Johanna RoblesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed03-13-2018
Sergio Abel SalazarMerrill Lynch, Pierce, Fenner & Smith IncorporatedCentaurus Financial, Inc.03-02-2018
Alastair David StansfieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecure Investment Management, LLC01-29-2018
Michael A PleshMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-21-2017
Annette Guerra MusaMerrill Lynch, Pierce, Fenner & Smith IncorporatedComerica Securities12-20-2017
Rayan AliMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2512-11-2017
Ruggero Enrico BorlettiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15011-30-2017
Nicholas James HarperMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC11-27-2017
Witta PayackapanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$3310-06-2017
Rolando M QuintanaMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC09-26-2017
Carson Allen HymasMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-31-2017
Janet Joann BrandtMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-23-2017
Ethan Oliver RivasMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.07-03-2017
Kathryn Jane HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedBMO Harris Financial Advisors, Inc.06-12-2017
Jurate MayerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-25-2017
Justin Wray NewmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.04-03-2017
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Showing 1 to 25 of 215 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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