Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin C OlsonMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.09-24-2014
Daniel Lloyd HaselhorstMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianz Life Financial Services, LLC08-26-2009
Janet Joann BrandtMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-23-2017
Patrick James Jeffers VerdonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-26-2013
Paul C BarnettMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$50006-17-2013
Warren Randall TylerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$10003-20-2012
Paul Conrad MaciasMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$50003-03-2011
Rene' Tapia EspinozaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$50003-31-2010
Dereck N. GreyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-02-2016
Nicholas Anthony MaccaroneMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-03-2016
Dimitrius Steele AugustinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-01-2016
Shawn Ian PeronaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-03-2016
Alberto De PabloMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-12-2016
Elia Yvette ParrishMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-26-2015
Jaime PaniaguaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-16-2015
Philip Antoine KendisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-28-2014
Joel StaufferMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-28-2014
Andrew Collins WalkMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-17-2012
Jennifer Hinckley WalkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-12-2012
Jarret Nicholas HauchMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-09-2012
Dax Jonas McmenaminMerrill Lynch, Pierce, Fenner & Smith IncorporatedBancWest Investment Services, Inc.$25003-23-2015
Maria Guadalupe SanudoMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Compass Investment Solutions, Inc.09-20-2010
Matthew Eric SymeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.11-28-2018
Justin Wray NewmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.04-03-2017
Kathryn Jane HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedBMO Harris Financial Advisors, Inc.06-12-2017
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Showing 1 to 25 of 287 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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