Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nihaal Mohan RaoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$2501-28-2009
Britt Michael LachemannMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$5003-02-2009
Michael J BukataMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$15003-25-2009
Mari Dawn LloydMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-27-2009
Daniel Robert Bott Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-29-2009
Daniel Robert Bott IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-29-2009
Jorge Gomez Del CampoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUbs International Inc.06-05-2009
David Charles TurcottMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15007-31-2009
Paul Robert TurcottMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15007-31-2009
Scott Alan TurcottMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10007-31-2009
William E. JordenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-31-2009
Larry LytleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-07-2009
Daniel Lloyd HaselhorstMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianz Life Financial Services, LLC08-26-2009
Norman Robert LemusMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-30-2009
Christopher Joe KitaeffMerrill Lynch, Pierce, Fenner & Smith IncorporatedRoth Capital Partners, LLC10-26-2009
Michael Drake WoodsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5011-06-2009
Brett Michael WoodsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-06-2009
Bryan J. WollheimMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5011-25-2009
Rene Tapia EspinozaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$5003-31-2010
Dennis W Butner IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-28-2010
Marly Ann MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-21-2010
Reynaldo Mendoza Martinez Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-25-2010
Renee Marie O'ConnellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2010
Nathan Andrew BucklesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC09-03-2010
John Edward ReynoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15009-10-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.