Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick D MasonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5001-13-2012
Richard Harris EinzigerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10005-18-2012
Dvon JacobsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-21-2012
Jennifer Hinckley WalkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC06-12-2012
Martha L LandonMerrill Lynch, Pierce, Fenner & Smith IncorporatedHornor, Townsend & Kent, LLC09-21-2012
Eric L WillisMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.09-21-2012
Dexter L BenjaminMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.09-24-2012
Charles Owen Pacek JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedFSC Securities Corporation10-15-2012
Richard KoontzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.11-05-2012
Sasson AfshariMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2511-23-2012
Christopher R EvansonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-07-2013
Stephanie GreerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$18901-18-2013
Stephanie Bond GreerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-18-2013
Paola TomassiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedZions Capital Advisors, Inc.03-05-2013
Earl James ZeigMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15004-12-2013
Robert Allen PalkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation04-22-2013
Rod GlisicMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-24-2013
James Edwin RogersMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-28-2013
Brian L NaylerMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.07-18-2013
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$19208-09-2013
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15008-09-2013
Peter Thomas SeibertMerrill Lynch, Pierce, Fenner & Smith IncorporatedX-Change Financial Access, LLC09-20-2013
Robert BoglinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-21-2013
Austin PareMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-21-2013
Andrew SimmonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Financial Advisors, Inc.11-19-2013
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Showing 26 to 50 of 137 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.