Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph John McNaughtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
William Jesse TurleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Craig Ryan BottolfsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Christopher Joe KitaeffMerrill Lynch, Pierce, Fenner & Smith IncorporatedRoth Capital Partners, LLC10-26-2009
Michael Drake WoodsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5011-06-2009
Brett Michael WoodsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-06-2009
Bryan J. WollheimMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5011-25-2009
John Edward Reyno, Patrick Evan BertenshawMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15009-10-2010
Maria Guadalupe SanudoMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Compass Investment Solutions, Inc.09-20-2010
Nicolas B. CastanedaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-01-2010
Joshua Adam KammererMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1010-01-2010
Derek John PatlaMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC02-22-2011
Russell Lee TrappMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.05-23-2011
Kristoffer Ryan MarshallMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$2506-03-2011
Remo AntoniolliMerrill Lynch, Pierce, Fenner & Smith IncorporatedFSC Securities Corporation08-22-2011
Jeffrey Allan MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-23-2011
Robert Richard MunozMerrill Lynch, Pierce, Fenner & Smith IncorporatedNext Financial Group, Inc.10-24-2011
Tatyana Dmitry TrappMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.11-07-2011
Dennis W Butner IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-21-2011
Cory HowardMerrill Lynch, Pierce, Fenner & Smith IncorporatedDelco Investment Advisors, LLC01-09-2012
Andrew Allen HeckelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-13-2012
Frederick D MasonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2501-13-2012
Donna Marie LoroMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-13-2012
Dvon Anthony Wendell JacobsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-21-2012
Jennifer Hinckley WalkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-12-2012
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Showing 26 to 50 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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