Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Martha Luz LandonMerrill Lynch, Pierce, Fenner & Smith IncorporatedHornor, Townsend & Kent, LLC09-21-2012
Eric L WillisMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.09-21-2012
Dexter Lee BenjaminMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.09-24-2012
Stephanie GreerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$18901-18-2013
Stephanie Bond GreerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-18-2013
Mark David YadronMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2503-01-2013
Paola TomassiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedZions Capital Advisors, Inc.03-05-2013
Rod GlisicMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-24-2013
Ken John MorrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorris Asset Management, L.L.C.06-25-2013
James Edwin RogersMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-28-2013
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$19208-09-2013
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-09-2013
Scott Robert GradyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.03-14-2014
John Kirk NailMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1003-24-2014
Sebastian Guillermo PenaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-11-2014
Jason Chunyue WongMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-17-2014
Loretta Kay BarmesMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-17-2014
Harry Gerald BurnsMerrill Lynch, Pierce, Fenner & Smith IncorporatedQuasar Distributors, LLC08-29-2014
Justin Thomas ScallanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-24-2014
Linda Lorraine McNallyMerrill Lynch, Pierce, Fenner & Smith IncorporatedState Farm VP Management Corp.10-30-2014
Junaid Ahmad MirzaMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation07-24-2015
Louis C. StradlingMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation08-13-2015
Derek Stephen NewmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.10-27-2015
Anthony M. AmorosoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-16-2016
Pamela Ann Van KampenMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-24-2016
« Previous PageNext Page »

Showing 51 to 75 of 114 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.