Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Wade RichterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2016
Abraham Alvin Martinez FloresMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-07-2020
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-09-2013
Alberto De PabloMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-12-2016
Aldo Todd BusotMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&I Financial Advisors, Inc.$5009-24-2010
Alicia Cassar RiddleMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-11-2016
Amy Camille UniceMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors02-14-2019
Andrew Allen HeckelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-13-2012
Andrew Charles TreptowMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-23-2015
Andrew Colbert WilliamsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-16-2012
Andrew Collins WalkMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-17-2012
Andrew E SimmonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Financial Advisors, Inc.11-19-2013
Annette Guerra MusaMerrill Lynch, Pierce, Fenner & Smith IncorporatedComerica Securities12-20-2017
Anthony Jay HausemanMerrill Lynch, Pierce, Fenner & Smith IncorporatedGWN Securities Inc.12-23-2019
Anthony M. AmorosoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-16-2016
Anthony Michael KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Financial Advisors, Inc.02-17-2017
Arthur David MetzgerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.$10003-15-2016
Auroon P. ThapaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.09-24-2010
Austin PareMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-21-2013
Bernardo ValleMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1006-19-2013
Brad Paul KnightMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottsdale Capital Advisors Corp10-08-2012
Brandon D. ZaunMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-04-2016
Brandon Joe MontoyaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-10-2015
Brandon L. SlotnessMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities02-04-2013
Brandon M KahounMerrill Lynch, Pierce, Fenner & Smith IncorporatedMadison Avenue Securities, LLC09-29-2012
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Showing 1 to 25 of 300 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.