Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Drake WoodsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5011-06-2009
Michael J BukataMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$15003-25-2009
Michael William TroxellMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Investment Management Company$1,00003-29-2019
Nicholas Anthony MaccaroneMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-03-2016
Nicholas James HarperMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC11-27-2017
Nicholas Ryan KolesarMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Nicolas B. CastanedaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-01-2010
Pablo Samuel SandovalMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-18-2016
Pamela Ann Van KampenMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-24-2016
Paola TomassiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedZions Capital Advisors, Inc.03-05-2013
Paul Guy WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Paula Nadine GonzalesMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Remo AntoniolliMerrill Lynch, Pierce, Fenner & Smith IncorporatedFSC Securities Corporation08-22-2011
Robert Richard MunozMerrill Lynch, Pierce, Fenner & Smith IncorporatedNext Financial Group, Inc.10-24-2011
Rod GlisicMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-24-2013
Ruggero Borletti, Sabrina PrasilMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc. Inc.$30311-30-2017
Ruggero Enrico BorlettiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15011-30-2017
Russell Lee TrappMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.05-23-2011
Russell Stewart GoldsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Ryan M. SmigielskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC05-13-2016
Ryan S. PerkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-12-2016
Scott Robert GradyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.03-14-2014
Sean Robert WaltzMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Sebastian Guillermo PenaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-11-2014
Sergio Abel SalazarMerrill Lynch, Pierce, Fenner & Smith IncorporatedCentaurus Financial, Inc.03-02-2018
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Showing 76 to 100 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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