Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Scott BarnettMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Dennis W Butner IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-21-2011
Derek John PatlaMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC02-22-2011
Derek Stephen NewmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.10-27-2015
Dexter Lee BenjaminMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.09-24-2012
Donna Marie LoroMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-13-2012
Dvon Anthony Wendell JacobsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-21-2012
Eric L WillisMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.09-21-2012
Ethan Oliver RivasMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.07-03-2017
Fernando K. CubillasMerrill Lynch, Pierce, Fenner & Smith IncorporatedPfs Investments Inc.09-23-2019
Frederick D MasonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2501-13-2012
Gabriele Kaialoha BlissMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Gary Roger ParsellMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Harry Gerald BurnsMerrill Lynch, Pierce, Fenner & Smith IncorporatedQuasar Distributors, LLC08-29-2014
James Edwin RogersMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-28-2013
James Paul StoesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-16-2016
Jason Chunyue WongMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-17-2014
Jeffrey Allan MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-23-2011
Jennifer Hinckley WalkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-12-2012
John Edward Reyno, Patrick Evan BertenshawMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15009-10-2010
John Kirk NailMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1003-24-2014
Jorge Gomez Del CampoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUbs International Inc.06-05-2009
Joseph John McNaughtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Joshua Adam KammererMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1010-01-2010
Joshua J. GeorgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.12-06-2016
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Showing 26 to 50 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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