Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wynn PayackapanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$3310-06-2017
William Jesse TurleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Veronica CancholaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15011-07-2018
Trent Walker MontagueMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Tj J. HidingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Teresa Marie SchuelkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedH. Beck, Inc.04-11-2018
Tatyana Dmitry TrappMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.11-07-2011
Steven Phillip GillanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Stephen Daniel GrimesMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.04-06-2018
Stephen Alexander EschenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.06-30-2016
Stephanie Rae BurkettMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Stephanie GreerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$18901-18-2013
Stephanie Bond GreerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-18-2013
Shawn Marie DesmondMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-20-2016
Sergio Abel SalazarMerrill Lynch, Pierce, Fenner & Smith IncorporatedCentaurus Financial, Inc.03-02-2018
Sebastian Guillermo PenaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-11-2014
Sean Robert WaltzMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Scott Robert GradyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.03-14-2014
Ryan S. PerkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-12-2016
Ryan M. SmigielskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC05-13-2016
Russell Stewart GoldsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Russell Lee TrappMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.05-23-2011
Ruggero Enrico BorlettiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15011-30-2017
Ruggero Borletti, Sabrina PrasilMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc. Inc.$30311-30-2017
Rod GlisicMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-24-2013
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Showing 1 to 25 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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