Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yvonne LicanoMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.01-18-2011
Wynn PayackapanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$3310-06-2017
William Phillip Aeson JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.08-31-2017
William E. JordenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-31-2009
William C CarlisleMerrill Lynch, Pierce, Fenner & Smith IncorporatedCambridge Investment Research, Inc.10-10-2012
Warren Randall TylerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$1003-20-2012
Veronica CancholaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15011-07-2018
Troy M NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedQuasar Trading, LLC06-12-2014
Tracy Belinda RinaldiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-22-2018
Todd Dexter MuncyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Financial Advisors, Inc.09-13-2010
Todd Andrew SauserMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC09-29-2015
Timothy J. ClemensMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-17-2014
Timothy GithensMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-24-2014
Timothy Broadway WoodlockMerrill Lynch, Pierce, Fenner & Smith IncorporatedSchwab Private Client Investment Advisory, Inc.08-23-2018
Thomas Owen AnselMerrill Lynch, Pierce, Fenner & Smith IncorporatedRobert W. Baird & Co. Incorporated08-24-2012
Thomas C. Martinet Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-01-2012
Teresa Marie SchuelkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedH. Beck, Inc.04-11-2018
Teresa M. AgrestaMerrill Lynch, Pierce, Fenner & Smith IncorporatedFleming Financial Services04-29-2016
Taylor RoncancioMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC04-25-2012
Tahni Marie KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-01-2010
Susan Rose GervasoniMerrill Lynch, Pierce, Fenner & Smith IncorporatedCountry Capital Management Company02-05-2014
Susan F. StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2012
Stephen Robert PhairMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-16-2014
Stephen Alexander EschenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.06-30-2016
Stephanie Nicole FishkindMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-22-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.