Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Veronica CancholaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15011-07-2018
Tracy Belinda RinaldiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10006-22-2018
Rayan AliMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25012-11-2017
Cynthia Marie EarlMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-29-2017
Wynn PayackapanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$33010-06-2017
John Joseph FoltzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25004-29-2016
Stephanie Nicole FishkindMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-22-2014
Sean Christopher SchoeffMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-16-2014
Kevin P GascoyneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-15-2014
George Matthew MulveyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50002-05-2014
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50008-09-2013
Earl James ZeigMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15004-12-2013
Mark David YadronMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25003-01-2013
Kirk Andrew StrangMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-28-2012
Christopher John ChaffonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-29-2012
Andrew Allen HeckelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-13-2012
Frederick D MasonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25001-13-2012
Donna Marie LoroMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-13-2012
Dennis W Butner IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-21-2011
Francis Charles BagbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-26-2011
Scott William McQuistanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-26-2011
Jeffrey Allan MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10009-23-2011
Robert William HathawayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50009-16-2011
Jason Matthew LazarowMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-01-2011
Nicolas B. CastanedaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50010-01-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.