Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Luis Alonso CastilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-15-2016
Christopher Linear DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-27-2016
Carlos Robert GuerreroMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-17-2016
Robert Emmett OogheMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-21-2016
Alicia MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-03-2016
Henry Pochun LauMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-11-2015
Brandon Alexander BellMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-08-2015
Brendan Jeremy DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-12-2015
Kin Man WongMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-11-2015
Hao DangMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-10-2015
Daniel Salvador Armendariz Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-25-2015
Jim FishMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-24-2015
Fortino Rene RiveraMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-31-2015
Kai ShengMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-11-2015
Brant Allen RustichMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-01-2015
Amy Therese TeelMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-16-2015
Patrick Christian KeplingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-20-2015
Natalie ChappiusMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10001-09-2015
Benjamin ParkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$50012-10-2014
Manny John MargaretisMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-04-2014
Robert Mark SteckMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-15-2014
Kristine A RodarteMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-08-2014
Tigran AreshianMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-24-2014
Madelyn Haree KimMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-17-2014
Joseph KirklandMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10012-12-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.