Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Joseph LeachMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$1001-08-2009
David Victor Menashe, Bruce MorleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$10001-09-2009
David Lawrence Bachman, Danny Brice Thornburg, Nadia Emanuel Goldstein, Matthew Brian HerronMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-09-2009
Lee Ann CoburnMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-09-2009
Adela LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$1001-16-2009
Yuxia MaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-16-2009
Deane Lowell CurtissMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$10002-13-2009
Mark Kevin BrennerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$20002-20-2009
Todd Charles KornguthMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2503-27-2009
Ryan E. Conners-CopelandMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.03-27-2009
James Joseph SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-27-2009
Paul Whitney StenardMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC04-09-2009
Charles Siu Lun MokMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5004-24-2009
Marc Joseph Gamberdella, John Robert SpruillMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15004-28-2009
Bruce Larsen MicheelMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10004-28-2009
Mark Edward BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$6005-01-2009
Ryan L. WetselMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-15-2009
Javier LopezMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.05-18-2009
Leon Russell LaubMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5005-21-2009
Nessa Kathleen EnglebrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.06-02-2009
Herbert Stephen Scherer, Karen Louise MortimerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-05-2009
Joshua William CumminsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-12-2009
Charles Frederick Parry, Curtis John ParryMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-12-2009
Casey A. StromerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$2506-19-2009
Steven Bradley CastilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-19-2009
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Showing 1 to 25 of 772 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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